Lending Markets & Licensing Information

Cascade is an Equal Housing Lender currently operating in the states listed below. If your market is not listed, please contact Gerron Dover at (877) 869-7082 x3201 to express your interest in our loan products. Cascade offers FHA, VA, and USDA financing and is in good standing with all agencies we provide financing under. Cascade is also an issuer of Ginnie Mae securities, Issuer #4006.

State	Licensed Company	License Name	License Number
Alabama	Southwest Stage Funding LLC, Cascade Financial Services	Consumer Credit License	21156
Alaska*	Southwest Stage Funding LLC, Cascade Financial Services	Servicing Residential Loan Only	Not required
Arizona	Southwest Stage Funding LLC, Cascade Financial Services	Mortage Banker License	0904764
Arkansas	Southwest Stage Funding LLC, Cascade Financial Services	Combination Mortgage Banker-Broker-Servicer License Collection Agency License	103432 5424
California	Southwest Stage Funding LLC, Cascade Financial Services	DBO Residential Mortgage Lending Act License DBO Finance Lenders Law License	4130836 #60DBO79436
Colorado	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Company Registration Supervised Lender License Colorado Mortgage Servicer Notification	89599 993186
Connecticut	Southwest Stage Funding LLC, Cascade Financial Services, Cascade	Mortgage Lender License Mortgage Servicer License Connecticut Sales Finance Company License Consumer Collection Agency License	ML-89599 MS-89599 SFC-89599 CCA-89599
D.C.	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender License Retail Seller and Consumer Sales Finance License	MLB89599 CS89599
Delaware	Southwest Stage Funding LLC, Cascade Land Home Financing	Mortgage Lender License Mercantile or Collection Agency License	011888 2017102555
Florida	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender Servicer License Consumer Collection Agency License Sales Finance License	MLD978 CCA9904063 SF9901679
Georgia	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender License	31581
Hawaii*	Southwest Stage Funding LLC, Cascade Financial Services	Hawaii Mortgage Servicer License	MS216
Idaho	Southwest Stage Funding LLC, Cascade Financial Services, Cascade Loans, Cascade	Mortgage Broker/Lender License Collection Agency License Regulated Lender License	MBL-8421 CCA-9806 RRL-9796
Illinois	Southwest Stage Funding LLC, Cascade Financial Services	Residential Mortgage License Sales Finance Agency License	MB.6850003 SF.0001569
Indiana	Southwest Stage Funding LLC, Cascade Financial Services	DFI-Mortgage Lending License Collection Agency License	15632 89599
Iowa	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Banker License Master Loan Company Registration Debt Collector Notification	MBK-2012-0107 88883452
Kansas	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Company License Consumer Credit Notification	MC.0025086 NOT.0026496
Kentucky	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Company License	MC73414
Louisiana	Southwest Stage Funding LLC, Cascade Financial Services	Residential Mortgage lending License Licensed Lender License Sales Finance Company License Collection Agency Notification	89599 89599-1489964 SF-2022-00844
Maine	Southwest Stage Funding LLC, Cascade Financial Services	Supervised Lender License Debt Collector License General Creditor Registration	SLM12305 DCL14266 OCR14331
Maryland	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender License Sales Finance License	06-20056 01-4084
Massachusetts	Southwest Stage Funding, LLC, Cascade Financial Services	Mortgage Lender License Debt Collector Retail Installment Sales Finance Company	#ML89599 #DC89599 #RI89599
Michigan	Southwest Stage Funding LLC, Cascade Financial Services	1st Mortgage Broker/Lender/ Servicer Registrant 2nd Mortgage Broker/Lender/Servicer Registrant	FR0020576 SR0021190
Minnesota	Southwest Stage Funding LLC, Cascade Financial Services	Regulated Loan Company License Minnesota Residential Mortgage Originator License Collection Agency License	MN-RL-89599 MN-MO-89599 40545374
Mississippi	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender License	89599
Missouri	Southwest Stage Funding LLC, Cascade Financial Services	Missouri Company License Retail Installment License	89599-M 364-19-8279
Montana	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender License Mortgage Servicer License Sales Finance Company License	89599 89599 89599
Nebraska	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Banker License Collection Agency License Nebraska Installment Sales License	89599 1251 89599
Nevada	Southwest Stage Funding LLC, Cascade Financial Services	Nevada Mortgage Company License Collection Agency License Installment Loan License – AZ Installment Loan License – NV Nevada Supplemental Mortgage Servicer License	4892 CAD11446 IL11105 IL11106 4684
New Hampshire	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Banker License	21916-MB
New Jersey	Southwest Stage Funding LLC, Cascade Financial Services	New Jersey Collection Agency Bond Sales Finance Company New Jersey Residential Mortgage Lender License	16074 L070176 89599
New Mexico	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Loan Company License Collection Agency License	01875 CA02340
New York	Southwest Stage Funding LLC, Cascade Financial Services	Yonkers Collection Agency City of Buffalo Collection Agency License	10033
North Carolina	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender License Collection Agency License	L-152241 113363
North Dakota	Southwest Stage Funding LLC, Cascade Financial Services	Money Broker License Collection Agency License	MB103030 CA103171
Ohio	Southwest Stage Funding LLC, Cascade Financial Services	Ohio Residential Mortgage Lending Act Certificate of Registration Ohio General Loan Law Certificate of Registration	MBMB.850145.000 GL.501980.000

Oklahoma	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender License Consumer Credit Notification	ML011108 87455
Oregon	Southwest Stage Funding LLC, Cascade Land Home Financing	Mortgage Lending License Mortgage Servicer License	ML-4674 MS64
Pennsylvania	Southwest Stage Funding LLC, Cascade Land Home Financing	Mortgage Lender License Sales Finance Company Mortgage Servicer License	33954 66432 67605
Rhode Island	Southwest Stage Funding LLC, Cascade Financial Services	Lender License Third Party Loan Servicer License Debt Collector Registration	20173500LL 20173367LS 20173499DC
South Carolina	Southwest Stage Funding LLC, Cascade Financial Services	BFI Mortgage lender Servicer License DCA Credit Grantor Notification	MLS-89599 CGL-129926
South Dakota	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender License Money Lender License	ML.04967 MYL.3209
Tennessee	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage License	110368
Texas	Southwest Stage Funding LLC, Cascade Financial Services	SML Mortgage Banker Registration OCCC Registered Creditor Registration Third Party Debt Collection Bond Collection Agency Registration OCCC Regulated Lender	89599 203548 404024411 158893
Utah*	Southwest Stage Funding LLC, Cascade Financial Services	Residential First Mortgage Notification Collection Agency License Consumer Credit Notification	UDFI-RFMN2015 8387559-0131 8375479-0161
Vermont	Southwest Stage Funding LLC, Cascade Financial Services	Lender License Lender License – Other Trade Name #1 Servicer License Servicer License Other Trade Name #1	7154 7155 89599-1 89599-2
Virginia	Southwest Stage Funding LLC, Cascade Financial Services	Lender License	MC-5544
Washington	Southwest Stage Funding LLC, Cascade Land Home Financing	Consumer Loan Company License	CL-89599
West Virginia	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender License Collection Agency License	ML-30833 2247-2383
Wisconsin	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Banker License Consumer Act Notification	89599BA
Wyoming	Southwest Stage Funding LLC, Cascade Financial Services	Mortgage Lender/Broker License Supervised Lender License Collection Agency License	MBL-2922 SL-3775 CAB-1206

*States where company services residential mortgage loans only.

HOME MORTGAGE DISCLOSURE ACT NOTICE The HMDA data about our residential mortgage lending are available for review. The data show geographic distribution of loans and applications; ethnicity, race, sex, and income of applicants and borrowers; and information about loan approvals and denials. Inquire at this office regarding the locations where HMDA data may be inspected. To receive a copy of these data send a written request to: Southwest Stage Funding, LLC dba Cascade Financial Services and Cascade Land Home Financing Attn: Chief Compliance Officer/HMDA 2701 E. Insight Way, Suite 150, Chandler AZ 85286 Attn: TEXAS APPLICANTS SEE BELOW FOR IMPORTANT INFORMATION TEXAS BANK DISCLOSURE PURSUANT TO THE REQUIREMENTS OF THE MORTGAGE BANKER REGISTRATION AND RESIDENTIAL MORTGAGE LOAN ORIGINATOR ACT, CHAPTER 157, TEXAS FINANCE CODE, YOU ARE HEREBY NOTIFIED OF THE FOLLOWING: CONSUMERS WISHING TO FILE A COMPLAINT AGAINST A MORTGAGE BANKER OR A LICENSED MORTGAGE BANKER RESIDENTIAL MORTGAGE LOAN ORIGINATOR SHOULD COMPLETE, SIGN AND SEND A COMPLAINT FORM TO THE TEXAS DEPARTMENT OF SAVINGS AND MORTGAGE LENDING, 2601 NORTH LAMAR, SUITE 201, AUSTIN, TEXAS 78705. COMPLAINT FORMS AND INSTRUCTIONS MAY BE DOWNLOADED AND PRINTED FROM THE DEPARTMENT’S WEBSITE AT WWW.SML.TEXAS.GOV. A TOLL-FREE CONSUMER HOTLINE IS AVAILABLE AT 1-877-276-5550. The Department maintains a recovery fund to make payments of certain actual out of pocket damages sustained by borrowers caused by acts of licensed mortgage banker residential mortgage loan originators. A written application for reimbursement from the recovery fund must be filed with and investigated by the Department prior to the payment of a claim. For more information about the recovery fund, please consult the Department’s website at www.sml.texas.gov